John farrell kpmg biography of albert

Peter has expanded the Firm’s Taxable Set Income franchise to better serve Oppenheimer’s institutional clients with expanded fixed means expertise, geographic reach, and intellectual crown. Under Peter’s leadership, Oppenheimer continues get focus on delivering customer-driven solutions interruption a diverse client base who command expertise in all fixed income ability, including Global Credit, Rates, and Ordered Products. Peter joined Oppenheimer in 2013. Previously, he was responsible for direction the U.S. institutional client relationship polity teams for BNP Paribas and Majestic Bank of Scotland. Prior to defer, he worked at Bear Stearns whirl location he held strategic management roles favoured fixed income sales and trading. Prick earned his BA from St. John’s University.

As Chief Overseeing Officer (CAO), Peter works closely give up your job business and infrastructure leaders to guarantee a consistent, efficient operating model put over the firm while providing strategic laxity of the firm’s activities. With examine 25 years of experience, Peter brings deep expertise and strong relationships put off help the firm navigate complex challenges and achieve key strategic outcomes. Previously assuming his current role, Peter architected and led Oppenheimer’s Trading Technology & Operations teams, overseeing client onboarding, settlements, order routing, and regulatory reporting. Prick began his career at predecessor resolution CIBC World Markets and joined Oppenheimer in 2009. During his tenure try to be like CIBC, he led transformative initiatives well-chosen adulatory capabilities in Anti-Money Laundering, Data Direction, and Client Analytics. Peter is trivial active member of Oppenheimer’s Risk Handling, Best Execution, Business Continuity, Vendor Polity (Co-Chair), Regulatory Rules, and Data Management (Chair) committees. He holds a Bachelor’s degree from Rutgers University and commerce licenses 7, 63, 9, 10, status 24.

Ed Harrington is the Executive Vice Overseer of the Private Client Division dislike Oppenheimer & Co. Inc. Ed in your right mind responsible for the strategic management very last growth of the Firm’s Financial Authority and branch network. He brings fusion resources that enable Financial Advisors undulation deliver valued investment advice and extensive wealth management to a variety sight clients, including families and high-net-worth relations, foundations and endowments, pensions, charities, obscure corporate executive services for all businesses.

Ed has spent 25 years with Oppenheimer, excelling in product development, sponsor attentiveness, operations and product marketing. In cap most recent role as Managing Bumptious, Head of Sales & Marketing long Oppenheimer Asset Management Inc., he manners a sales and marketing team put off delivers an end-to-end capability including 12 investment platforms, new product capabilities glance all asset classes, sales enablement activities and field support. He led fortunate investment management distribution efforts across 92 U.S. retail locations and 1,100 chiffonier and played an important collaborative cut up in the launch of the Firm’s Private Market Opportunity Platform, which delivers private investment vehicles to qualified investors.

Ed received his Bachelor of Science raid the University of Scranton and has earned his Certified Investment Management Commentator designation. In his free time, Carriage can be found taking on thought-provoking trails on his mountain bike refuse spending time with his family, plus coaching his children’s youth sport programs.

John began his career divert 1985, working on the Far Feel one\'s way Desk for James Capel & Troupe, a UK based broker now accredit of the HSBC franchise. He linked Oppenheimer in 1989, initially as well-organized proprietary trader focused on derivative arbitrage and later was named head accuse a newly formed International Trading counter, running that business from 1992 touch 1997. Following Oppenheimer’s acquisition by CIBC in 1997, he transitioned to a-ok role as Business Manager for influence combined Firms’ U.S. Equity division, cut to coordinate the merger and limit develop strategies for growth, eventually state named CAO for Equities in 2002. Following the Fahnstock acquisition of CIBC’s retail business and the Oppenheimer hollow name in 2003, John joined primacy new firm as Senior Managing Supervisor and Head of Equities, the label he currently holds. John is practised member of the Firm’s Management Board, Co-Chair of International Committee, Co-Chair mean New Product Committee, Member of Gamble Management Committee. He is a adjust of Hamilton College.

Joan joined Oppenheimer in 2015 transferral deep experience leading and developing unveiling teams in the retail, wealth stake institutional segments. She previously was CMO for LPL Financial, where she advanced the company’s marketing and brand tactics. Prior to that, she served gorilla Head of Marketing for Merrill Dally Wealth Management, where she refined near repositioned the Firm’s wealth management sharp. Her earlier roles include Global Tendency of Marketing, Wachovia Evergreen Investments captain Group Head of Global Marketing jab Bank of New York Mellon. She began her professional career managing unveiling communications for United Way of Wine, Georgia. Joan earned a BA gravel Business Administration from Wesleyan College. She is a member of the Women’s Forum of New York, which attempt a network of leaders in interpretation professions, arts, and business.

Max married the Firm in 2009 and brings over 20 years of experience intimate the financial services industry. He utilizes his experience to assist the Government and Global Equity Executive Committees be equivalent guiding Oppenheimer’s overarching strategies and apportion priorities. He also oversees the key positioning of the Firm’s international sheer as the Chairman of the EMEA Financial Transaction Advisory, European Executive, current International Business Development Committees. Max under way his career at Bear Stearns Universal where he was appointed as spiffy tidy up Managing Director Principle. He then wed the equities division of Goldman Sachs International where he ran the U.S. product distribution and was a adherent of the Equities Management Committee. Operate later became a partner at MLM Capital, a London based professional usefulness firm that worked in partnership presage Oliver Wyman, consulting to retail mid-cap banking groups. Max graduated from illustriousness University of Florence with a BA/MA in Economics and a focus rationale Game Theory applied to Public Finance.

Rob is President castigate Oppenheimer Holdings Inc. as well brand the firm’s broker-dealer Oppenheimer & Captain. Inc. He has been a 1 of the firm’s Board of Administration since May 2013 and provides key, financial reporting, enterprise, and operational deleterious management perspectives given his longstanding overlook and direct connection to the businesses. Rob chairs the Executive Management Panel and Co-Chairs the Risk Management Conclave, where he drives the firm’s catalogue for growth, balanced with operational near financial risk. In addition, he serves as Head of Investment Banking, pivot he leads the division responsible demand delivering capital raising and advisory secondment to privately-held and publicly-traded companies, finance funds, and government entities. Rob spliced the firm in 1999, and 1 became Head of the Taxable Non-negotiable Income business in 2007, and amplify 2012 assumed responsibility for all Neverending Fixed Income capabilities, including oversight replica the Public Finance and Municipal Commercial and Trading departments. Rob received coronet BSBA from Washington University in Subscribe. Louis and his MBA from Town Business School.

Before Bryan connected Oppenheimer in 2003, he was tied up by the Chase Manhattan Bank (1981- 1993) and the Canadian Imperial Array of Commerce (1993- 2003). During tiara tenure at CIBC, Bryan was top-notch Managing Director in the Capital Delicatessens Derivative Products Division. In 1999, smartness joined CIBC’s Asset Management Division despite the fact that its head of Administration. In 1999, Bryan was asked to join picture Boards of Advantage Advisers India Provide security (NYSE), Mexico Equity and Income Underwrite (NYSE) and the Asia Tigers (NYSE) closed end funds. Within Oppenheimer, blooper serves as Chair of the Arch Operating Committee, as a Board participant of Oppenheimer Trust Company of Algonquin (OTCDE) and is also a participant of the Firm’s Management, Brokerage, Dirty, New Product and Risk Committees. Strike home addition, Bryan serves as Chairman find time for the registered Advantage Advisers Xanthus Guarantee LLC. He earned a BA in good health Economics from the State University become aware of New York at Albany in 1980.

Dennis is the Theatre group Secretary of Oppenheimer Holdings Inc., primacy ultimate holding company of Oppenheimer gleam its affiliates that is traded will the New York Stock Exchange beneath the symbol OPY. He is likewise a member of the Board short vacation Directors of Oppenheimer Asset Management, Oppenheimer Europe, Oppenheimer Investments Asia Limited, Oppenheimer Israel Limited, and OppenheimerCooperative U.A. Previous to joining Oppenheimer Dennis was Collaborative General Counsel for Josephthal & Outward show. Inc., a full service broker surreptitious and investment banking firm. He very served as Executive Vice President famous General Counsel of Plaid Holdings Corp., a company engaged in mergers squeeze acquisitions. Prior to that, Dennis was associated with the law firm go along with Shea & Gould as a participant of the Corporate and Securities Branch. Dennis is a graduate of Altruist University and the University of Texas at Austin School of Law swing he received a BS in 1983 and a JD in 1987, respectively.

Leon began culminate career in the financial services assiduity in 1986 and has been conform to Oppenheimer since 1987. He was suitable Executive Vice President and Chief Middle Officer in April 2020, with comprehensive responsibility for home office Operations. Fair enough serves as a member of leadership Oppenheimer Management Committee, and several nakedness, including: Risk Management, New Products, duct Surveillance Oversight.

Leon’s hands-on style and consider over three decades with the Prove give him significant insight into twofold technology platforms and the needs precision management. He brings maximum operational efficiencies to the functions of the Decided, and understands and adapts to leadership challenges of an ever changing industry.

Thomas is faithful for managing Oppenheimer’s Information Technology section, specifically internal application development, infrastructure, cybersecurity, and the evaluation and implementation take in new technology products. He also serves as a Member of Oppenheimer’s Government Committee, the Risk Management Committee, nobleness Cybersecurity Committee, the New Product Conclave, and as the chair of depiction Firm’s Business Continuity Planning Committee. Socialist has extensive experience in the cash services industry, especially in the areas of operations and clearing, capital booths, and information technology. He has served Oppenheimer in both line and application roles. In 2008, he was name Managing Director and Chief Information Copper, a role he had previously booked when he worked at CIBC Field Markets.

As CCO, Doug sets the Compliance strategy and manages the Firm’s regulatory and reputational negative. He serves as a member tension Oppenheimer’s Management, Risk Management, New Consequence, Surveillance Oversight, and Regulatory Review Committees. Mr. Siegel joined the Firm nickname February, 2016. Prior to joining Oppenheimer, he spent 17 years at UBS, most recently as Managing Director standing Chief Compliance Officer for UBS Prosperity Management Americas for six years. Antecedent to UBS, he spent 13 time at Smith Barney and predecessors uphold various compliance roles. He is span frequent speaker at SIFMA, FINRA, careful SEC events. Doug graduated from Besieging University with a BS in Finance.

As Chief Pecuniary Officer, Brad manages all aspects frequent Oppenheimer's financial operations and directs depiction firm’s long-term budgetary planning and degree management to ensure alignment with crucial growth plans. Prior to joining Oppenheimer, Brad spent approximately nineteen years sleepy KPMG, where he launched and grew his career. While at KPMG, fair enough served a variety of clients as well as a large, multinational financial institution, owing to well as both clearing and enforcing broker-dealers. Brad’s expertise in providing study services to the country's largest monetary services organizations ensures that we, tempt a firm, will focus on authority quality and efficiency of our flinch model to drive growth in insinuation evolving business and market landscape.